(Reuters) – Wall Street’s top self-regulator wants to make information about brokers more accessible to investors, which would hold those in the industry more accountable for their past actions. The Financial Industry Regulatory Authority in September voted to submit proposals to the U.S. Securities and Exchange Commission that would make information in its BrokerCheck system easier for investors to find, and keep records of even those dismissed investment-related civil actions on permanent public file. More on Reuters here.
