H.R. 757 Hearing - March 7th, 2012

Hearing entitled “The Securities Investor Protection Corporation:
Past, Present, and Future”

Opening Statements:

Statement of Chairman Garrett

Statement of Congressman Peter King


Panel I:
The Honorable David Vitter, United States Senate

Panel II:
Mr. Stephen Harbeck, President & Chief Executive Officer, Securities Investor Protection Corporation
Ms. Sharon Bowen, Acting Chairman of the Board, Securities Investor Protection Corporation

Panel III:
Mr. Joe Borg, Director, Alabama Securities Commission
Mr. Steven Caruso, Partner, Maddox Hargett & Caruso, P.C.
Mr. Ira Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Mr. Ron Stein, President, Network for Investor Action and Protection

Statement For the Record Submitted by the Bond Dealers of America (BDA)

Statement For the Record Submitted by Financial Services Institute (FSI)

Click Here for full written transcript of the hearing.

Click here for Ron Stein’s Oral Statement.

Click Here for archived video webcast on the Financial Services Committee website.

Click Here for a downloadable summary with relevant links.

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