Categories

SEC chief offers regulatory guide to JPMorgan

U.S. Securities and Exchange Commission Chairman Mary Schapiro will sketch a regulatory roadmap to JPMorgan Chase & Co’s recent huge trading loss, but will stop short of discussing the specifics of her agency’s investigation with lawmakers on Tuesday. In testimony prepared for the House Financial Services Committee hearing, Schapiro lists relevant regulatory authorities ranging from rules against misleading investors to regulations that require public companies to clearly lay out their risks. Read Reuters report here.

Share This Page:
  • email
  • Facebook
  • Twitter
  • LinkedIn