Categories

FINRA Clarifies Social Media Guidelines for Broker-Dealers

In a long awaited guidance published on its website, the watchdog for the brokerage industry offered fresh guidance about the approvals they need before communicating with potential or existing customers on social media sites or via Twitter. The guidance expands on a regulatory notice issued by FINRA in January 2010. Read more On Wall Street here.

Share This Page:
  • email
  • Facebook
  • Twitter
  • LinkedIn