Securities brokers would be more closely scrutinized by auditors and be subject to stricter oversight of their handling of customers’ assets under a plan proposed by federal regulators on Wednesday. Read Reuters report here.
|
||||
SEC proposes post-Madoff broker oversight planSecurities brokers would be more closely scrutinized by auditors and be subject to stricter oversight of their handling of customers’ assets under a plan proposed by federal regulators on Wednesday. Read Reuters report here. |
||||
Contact us by phone at (631) 425-0770, fax at (631) 421-5701 or by email at admin@investoraction.org
|