The biggest U.S. broker-dealers may have to pay more $1 million a year to finance inspections of the firms that audit them under a regulatory program prompted by revelations related to Bernard Madoff’s Ponzi scheme. Read Bloomberg report here.
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Broker-Dealer Audits May Be Targeted In New Inspection ProgramThe biggest U.S. broker-dealers may have to pay more $1 million a year to finance inspections of the firms that audit them under a regulatory program prompted by revelations related to Bernard Madoff’s Ponzi scheme. Read Bloomberg report here. |
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